Let our highly skilled compliance professionals serve your needs.
Many of our professionals maintain compliance certifications (CRCM, CAMS, CFSA, AMLP) to stay abreast of the ever-changing regulatory environment. We can tailor our compliance resources to meet your individual needs, whether compliance audit, compliance management, compliance training, or implementation assistance.
Through our extensive background in compliance services, we have developed a strong awareness of the risk associated with regulatory compliance and the corresponding operations and system controls that serve to mitigate the regulatory risks.
Our compliance expertise includes all regulatory areas affecting financial institutions. Our services can include:
- Regulatory compliance audits
- Regulatory compliance training
- Regulatory compliance consulting / administration
- Risk assessments
- Policy & procedure development
- Monitoring plan development
- Compliance committee assistance
- Regulatory updates
- Exam consultation and remediation assistance
- BSA / AML examinations
- BSA / AML model validations
- Red flag examinations
- Unfair, Deceptive, Abusive Acts and Practices (UDAAP) reviews
- Fair lending statistical analysis & review
- HMDA / CRA data reviews
- GLBA compliance reviews
- Debt collector compliance reviews